NHI Capital GmbH

NHI Capital GmbH will be responsible for all services regarding securities structures and their supervision by the German Financial Markets Authority (Bundesanstalt für Finanzdienstleistungen BaFin). Being founded in January 2019, the company is currently in the licensing process with the BaFin.

The services of the company comprise the sale of securities to institutional investors and family offices and all related activities

  • Placement prospectus and documentation
  • Supervision and management of the NHI Asset Bonds
  • Supervision of listings and clearing
  • Processing of all payments through the payment agent
  • Communication and reporting to the investors

After the licensing process, the company is a bank-independent financial services institution according to § 1 Abs. 1a German Banking Code (KWG). The company is then also a securities services company according to § 2 Abs. 10 German Securities Trading Code (WpHG). The company renders financial securities services according to § 2 Abs. 8 WpHG.

Furthermore, the company will be a Financial Securities Firm according to article 4 of the Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments. Major applicable rules for the company are the German Banking Code (KWG), the German Securities Trading Code (WpHG), Applicable Rules for Risk Management (MARisk) and the Anti Money Laundering Rules (Geldwäschegesetz).

NHI Nord-Hanse Investments GmbH

NHI Nord-Hanse Investment GmbH is responsible for all activities relating to alternative investment funds (AIF).The NHI Nord-Hanse Investments is a registered AIF capital investment company according to § 44 par. 1 in connection with § 2 par. 4 KAGB (German investment law).

For investment funds, the company renders the following services:

  • Setup and management of the investment structure
  • Asset management
  • Risk, liquidity and outsoucing management
  • Valuation

AIF are highly regulated by the German financial aufhorities with additional supervision of all payments by an external custodian.

NHI Investment Management GmbH

NHI Investment Management GmbH is the operative management company of the NHI Group. It cares for the management activities in the investments:

  • Identification of excellent projects and assets
  • Due diligence on the investments and the involved partners, as well as the management throughout the
    investment period
  • Setup and management of the investment structure
  • Liquidity management and commercial administration of the companies.